Provision of Services

General

Newby Castleman is a partnership.

As a member firm of the Institute of Chartered Accountants in England and Wales (“ICAEW”), Newby Castleman is subject to the ICAEW’s Code of Ethics, which can be found at section 3 of the ICAEW Members’ Handbook.

Professional indemnity insurance

Our professional indemnity insurer is Novae Underwriting Limited, of 71 Fenchurch Street, London, EC3M 4HH. The territorial coverage is worldwide excluding the United Sates of America and Canada,

Audit

Newby Castleman is registered to carry on audit work in the UK by the Institute of Chartered Accountants in England and Wales.

Details about our audit registration can be viewed at here under reference number C005393449.

Statutory audit work is subject to the Audit Regulations and Guidance, the International Standards on Auditing (UK and Ireland) and the Ethical Standards issued by the Auditing Practices Board.

Investment business

Newby Castleman is not authorised under the Financial Services and Market Act 2000 but we are able in certain circumstances to offer a limited range of investment services to clients because we are members of the Institute of Chartered Accountants in England and Wales. We can provide these investment services if they are an incidental part of the professional services we have been engaged to provide.

Newby Castleman (Financial Services) Limited is an appointed representative of Greyfriars Asset Management LLP which is authorised and regulated by the Financial Services Authority.

Newby Castleman (Financial Services) Limited is a limited company registered in England & Wales. Company number 04066763.

Data Protection

Newby Castleman is registered with the Information Commissioner as a data controller; details of our registration can be viewed here under registration number Z5666131.

VAT Number

Our VAT registration number is 114 6162 02.